-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCTGgyhV5VW5REmJUWQphnKy0IbDnplFq+D9T0d8RKYuHs+MsfGjQ1cjq4EVyFp2 GbXoGGfJtyIS9DHAZ+oM4g== 0001144204-04-001431.txt : 20040213 0001144204-04-001431.hdr.sgml : 20040213 20040213134316 ACCESSION NUMBER: 0001144204-04-001431 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-60285 FILM NUMBER: 04597063 BUSINESS ADDRESS: STREET 1: 462 SEVENTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 462 SEVENTH AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOCASCIO ROBERT P CENTRAL INDEX KEY: 0001133835 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O LIVEPERSON INC STREET 2: 462 SEVENTH AVENUE 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: C/O LIVEPERSON INC STREET 2: 462 SEVENTH AVENUE 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 SC 13G/A 1 locascio.txt
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SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2)* LIVEPERSON, INC - ------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.001 PER SHARE - ------------------------------------------------------------------------------- (Title of Class of Securities) 538146 10 1 ------------------------------------- (CUSIP Number) DECEMBER 31, 2003 - ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the following box to designate the rule pursuant to which the Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. CUSIP NO. 538146 10 1
- ----------------------------------------------------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only) ROBERT P. LoCASCIO - ----------------------------------------------------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) (b) - ----------------------------------------------------------------------------------------------------------------------------- 3. SEC Use only - ----------------------------------------------------------------------------------------------------------------------------- 4. Citizenship or Place of Organization - ----------------------------------------------------------------------------------------------------------------------------- Number 5. Sole Voting Power 5,681,963 of Shares ------------------------------------------------------------------------------------------------------------- Beneficially 6. Shared Voting Power 0 Owned by ------------------------------------------------------------------------------------------------------------- Each 7. Sole Dispositive Power 5,681,963 Reporting Person ------------------------------------------------------------------------------------------------------------- With: 8. Shared Dispositive Power 0 - ----------------------------------------------------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 5,681,963 - ----------------------------------------------------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ----------------------------------------------------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 15.9% - ----------------------------------------------------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) - -----------------------------------------------------------------------------------------------------------------------------
ITEM 1. (a) Name of Issuer: LIVEPERSON, INC. (b) Address of Issuer's Principal Executive Offices: 462 SEVENTH AVENUE, 21ST FLOOR, NEW YORK, NEW YORK 10018 ITEM 2. (a) Name of Person Filing: ROBERT P. LOCASCIO (b) Address of Principal Business Offices or, if none, Residence: C/O LIVEPERSON, INC., 462 SEVENTH AVENUE, 21ST FLOOR, NEW YORK, NEW YORK 10018 (c) Citizenship: UNITED STATES CITIZEN (d) Title of Class of Securities: COMMON STOCK, PAR VALUE $0.001 PER SHARE (e) CUSIP Number: 538146 10 1 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A: NOT APPLICABLE ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 5,681,963 . (b) Percent of Class: 15.9% . (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 5,681,963 . --------------- (ii) Shared power to vote or to direct the vote: 0 . ------------ (iii) Sole power to dispose or to direct the disposition of: 5,681,963 . ----------- (iv) Shared power to dispose or to direct the disposition of: 0 . --------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10. CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that that information set forth in this statement is true, complete and correct. FEBRUARY 10, 2004 ------------------------------ Date /s/ ROBERT P. LOCASCIO ------------------------------ Signature ROBERT P. LOCASCIO ------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----